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Symbolic Criminal
Law without Limits
Commentary
on the Cannabis decision of the German Federal Constitutional Court
Prof. Dr. jur. Lorenz Böllinger
Professor of Criminal Law and Criminology
University of Bremen/Germany, Faculty of Law
1. Context
One of the basic principles of the German democratic system is the
rule of law: any exertion of state power has to be directly and specifically
rooted in parliamentary law. Germany has, in theory, a highly sophisticated
democratic system of constitutional constraints in making and applying
the law. This principle is to be applied with highest scrutiny with
respect to criminal law as this is generally considered to provide for
the most severe kind of interference into basic individual rights. Therefore
Criminal Statute Law in Germany is conceived not only to protect certain
values and victims but also to preserve the constitutional rights of
the citizen who is exposed to investigation or accusation. Therefore
in criminal law science, theory, methodology and doctrine - in German:
"Dogmatik" - the principle of interpreting and applying the
law in conformity and concordance with the constitution is of superior
importance. As the legislative act in itself is not considered to suffice
as a guarantee of constitutionality of any law the German "Grundgesetz"
(Basic Law = Constitution; abbreviated: GG) in Art. 100 GG provides
for an extra reviewing procedure at the Federal Constitutional Court
("Bundesverfassungsgericht", abbreviated: BVerfG).
It is to be seen in this context that on Dec. 12, 1991 the Landgericht
(regional criminal court, appellate court for minor offences) of Lübeck/Germany
under the presidency of Judge Wolfgang Nescovic decided, applying Art.
100 GG in a "Vorlagebeschluß", to suspend proceedings and
submit § 29 of the Betäubungsmittel-Gesetz (Narcotics Law; abbreviated:
BtMG) to the BVerfG for review with respect to cannabis. The decision
dealt with the case of a woman having smuggled 1.12 grams of Hashish
to her fiance in prison. By applying written and precedent law properly
she would have had to be sentenced to at least one year of prison since
it was a relapse. The Landgericht viewed that as excessive and out of
proportion. In its 70 page opinion it argued mainly on the lines of
the following basic human rights as set forth in the Grundgesetz: Freedom
of action (Art. 2 Par. 1 GG); the general freedom right, meaning the
right not to be confined other than on the basis of law and legal procedure
(Art. 2 Par. 2 Sent. 2 GG); the right to be treated equally before the
law (Art. 3 GG). The Landgericht equally emphasized what it thought
to be a breach of the very fundamental constitutional principle of commensurateness
of any law, regulation and action of the state.
The BVerfG in the German judicial system also has the power to review
individual constitutional appeals based on the claim of infringement
of constitional rights by the state. Such complaints are only accepted
for decision, however, when the case of the complainant has been dismissed
by the regular court of last resort, which in Germany is the Bundesgerichtshof
(Federal Court of Justice, abbr. BGH), usually the second appellate
instance in severe cases. So the German BVerfG has at the same time
more and less judicial power than the U.S. Supreme Court. The BVerfG
consists of two independently operating and specifically competent "Senate"
(panels of justices) of eight judges each, four of whom constitute the
quorum to uphold a state action or judicial decision against the complainant.
It took the 2nd Senat of the BVerfG more than three years to come down
with its decision on the Art. 100 GG submission of the Lübeck Landgericht.
There are rumors that the court had already concluded a more liberal
version of the decision which was altered after one judge of the panel
retired and another one was newly appointed in late 1993. The Senat
included five other and similar decisions by other German courts and
a constitutional appeal (Verfassungsbeschwerde) by a citizen, whose
drug offence sentence had been confirmed by the Bundesgerichtshof.
Two dichotomous categories of statute provisions were subject to reviewal:
(a) Drug related actions oriented at private consumption (import, acquisition,
possession: § 29 Par. 1 and 3 BtMG) versus delivery (dealing or giving
away in any other way: § 29 Par. 1 BtMG). (b) The determination of the
amount of drugs subject to criminalization: a "small amount"
("geringe Menge") determined for private use (§ 29 Par. 5,
§ 31a BtMG) vs. a "non-small amount" ("nicht geringe
Menge") automatically supposed to be determined for dealing (§
29 Par. 3 of the previous version of the BtMG which has since been revised,
though the provision is equally relevant in the new provisions of §§
29a, 30 and 31 BtMG). The submission for review of these provisions
which all apply to illicit drugs in general was of course limited to
their applicability to cannabis.
The BVerfG, with a majority of seven to one, declared all the challenged
statute provisions to be entirely in conformity with the constitution.
Only one of the two dissenting votes, by Judge Sommer, gave way to many
of the contesting arguments and indeed suggested a substantial change
of the law concerning Cannabis. In view of this clearcut decision an
observer who has perceived the German and international media reactions
might be puzzled because they - enthusiastically or critically, but
mostly sensationally - amounted to the spectacular conclusion that the
highest German court had actually legalized any personal use of cannabis.
Many already saw a very basic change of German drug policy resulting
- depending on the attitude - either in a drama of a mass epidemic or
in an improvement in view of the pathetic fate of criminalized cannabis
users. For a while it even seemed that this would become an issue in
the imminent federal elections of Oct. 16, 1994. This unproportionate
misconception of the decision had its roots not in the finding of the
BVerfG decision, that the law was valid, but rather in the reqirement
it was coupled with, namely that the law should not to be applied in
cannabis cases under the following conditions: (a) personal use; (b)
"small amount"; (c) infrequent uses; (d) no endangerment of
third persons like youths or soldiers looking on and thus being potentially
infected. Actually that means that law enforcement had to intervene
in every case of even the tiniest amount, leaving open the possibility
for the prosecution to tentatively drop the charges when it had confirmed
the named preconditions in the individual case. Thus the BVerfG even
fell back behind the 1992 amendment of the law (§ 31a BtMG) providing
for such decriminalization in view of all illicit drugs, not just cannabis.
Public misconception may also be due to what can be optimistically interpreted
as a general acceptance of the court of the need for further research.
This concerns the effects of cannabis as well of the cannabis control
system in comparison with the Dutch system of drug market separation.
It is also being insinuated that the legislature might have to reflect
outcomes of such research.
The misconception is in itself an interesting fact worthwhile to be
researched and interpreted. Media reception had more public impact than
the official press releases by the court. Immediately there was a sense
of relief among cannabis users resulting in much more open debate about
and use of cannabis. Evidently the police forces were encouraged to
bother even less with enforcing the law in view of cannabis. Accessible
figures so far also indicate that prosecutors have indeed further decreased
their activities even though the necessary federal guidelines about
how and when individual charges against cannabis users can or must be
dropped are still at large and will probably not function anyway. Also
the courts are, as it seems, revising their criteria for the amounts
of drugs considered highly dangerous. Maybe the dramatic and hysterical
reaction in the media can be explained by simple media logic, but it
may also indicate that time is ripe for a true change in drug policy.
Another reason may be seen in the publicly unknown fact that statistical
findings about decriminalization practices throughout Germany, so far
based on a very unprecise regulatroy clause - § 31a BtMG -, showed extreme
disporportions in prosecutors` actions: the rate of charge dismissal
in small quantity cannabis cases in the last years varied between around
80% (Berlin) and 6% (Bavaria). The unequality aspect could definitely
not be overlooked any more in this spectacular case of "law in
action" deviating from "law in the books".
Contrary to many optimistic reactions to and interpretations of the
decision I am proposing that because of its reasoning and methodology
it is detrimental not only to decriminalization efforts concerning illicit
drugs but also to the basic principles of rule of law and of criminal
law doctrine as mentioned in the beginning of this text. The decaying
impact of this on a democratic and rule of law culture cannot be underestimated.
The decision is doing away with vital normative limits in a dual sense:
(a) Criminal statute law cannot retain the limiting function which by
the Grundgesetz it ought to have; (b) The constitional limits of nationally
making and justifying penal laws are toppled by acceptance of supranational
obligations to penalize certain behaviors. In view of this depressing
development only the dissenting vote of Judge Sommer offers hope for
possible future change.
2. Critique of
the Constitutional Court reasoning
The main emphasis
is put on the examination and application of Art. 2 Par. 1 GG (general
freedom of action) and Art. 2 Par. 2 Sent. 2 GG (general right not to
be confined). There is only a short passage at the end of the ruling
dealing with Art. 3 GG (equality before the law). The general measure
applied is that of the principle of commensurateness (Verhältnismäßigkeitsprinzip).
It must be mentioned already at this point that the BVerfG throughout
the presentation of grounds totally ignores the voluminous constitutional
rights debate which has been going on in law journals and other pertaining
publications concerning illicit drugs. In other rulings it has, by contrast,
not hesitated to enter into the scholarly and academic constitutional
rights discourse.
A. Freedom rights
and the principle of commensurateness
With respect to
Art. 2 Par. 1 GG the court postulates that any involvement with illicit
drugs, in particular any intoxication cannot be counted as part of the
core area of indispensable personal freedom which by the German constitution
cannot be infringed. This is justified by "multiple social consequences
and interactions" of such behavior. This actually implies an empirical
assumption which is not in any way elaborated. That way it is also ignored
that much of the known results and interactions of drug use are owed
to criminalization.
On the formal level there is some illogical circular reasoning as the
court claims the infringement of freedom of action to be substantially
justified by formal legislative procedure, as is the condition in Art.
2 Par. 1 GG. The German constitution provides the possibility of a law
correctly passed by the legislature still being unconstitutional. This
makes it logically impossible to use the very law under scrutiny to
justify intervention into personal freedom rights foreseen by just that
law.
In the material sense there is a lack of differential explanation why
other behaviors, like eating and interindividual communication or sexual
behavior, which also result in "social consequences and interactions"
are indeed, according to the interpretation of the BVerfG, part of the
core area of the freedom of action right so that they do not need to
be regulated other than in cases of violation of the individual rights
of third persons.
It should be registered as positive, however, that the BVerfG basically
acknowledges self-intoxication as a form of human behavior which does
pertain to the principle of freedom of action. As it is not found to
be part of the core area of this right, however, it is subject to threefold
limitations foreseen by this Art. (the so-called "Schranken-Trias"):
the constitutional order, the law of customs ("Sittengesetz")
and the rights of third persons. This can be taken as a slight indication
of accepting a citizen`s free will to consume drugs.
In this context it should also be positively mentioned that in a material
sense the principle of commensurateness is held up as the decisive measure
and criterion. The BVerfG says that this principle is of "increased
importance for the scrutiny of a criminal statute provision, which as
the sharpest state sanction pronounces a socio-ethical condemnation
of a certain behavior of the citizen." Only for very heavily weighing
reasons may the state intervene into the basic right of the freedom
of the person. This is only the case when the protection of the rights
of third persons or of society as a whole demands this under the auspices
of the principle of commensurateness. It seems important that at this
point the BVerfG states the "necessity of thorough balancing of
the intervention intensity and the weight and urgency of the justifying
grounds" as well as the need to adhere to the "guilt-principle"
("Schuldprinzip"). The term "guilt principle" within
German criminal law theory and doctrine signifies the basic legitimation
of punishment which is derived from Art. 1 Par. 1 GG: the citizen may
only be subdued to what is explicitly called the "evil of punishment"
if a certain least amount of personal responsibility and guilt can be
ascribed to him. This ascription is based on the assumption that he
knew he was doing wrong and that he was able to freely decide about
his action. The amount of guilt is to be graduated by the court and
thus determines the amount and limit of punishment.
B. Delimitation
of basic legal principles
So much so good.
The implementation of these ideal but methodologically and, as far as
their content is concerned, quite abstract and noncommitting principles
leaves a lot to be desired. In the ongoing reasoning of the decision
there are numerous indicators for superficiality, lack of reality check
and contradictiveness. All this amounts to what must be called lack
of juristic diligence in view of specific scientific and methodological
standards. The findings of legal sociology are once again certified:
legal decisions are not really deductively arrived at but rather produced
and constructed in the sense of an arbitrary making (Setzung) or by
force of communicative power depending largely on personal and political
variables. In the BVerfG decision, too, empirical references only appear
to be a plausible but subsequent and superficial demonstration and legimiation
of what had really been decided intuitively or politically beforehand.
The BVerfG in a problematic manner mixes up two levels which should
be kept apart: The first step in its reasoning consisted of delimiting
any involvement with cannabis from the core area of freedom of action.
In a second step after that it would have been necessary to clarify,
in applying the measure of commensurateness, whether and how legal constraints
of the general freedom of action are necessary at all. This step also
encompasses the examination of which legal or administrative options
are instrumental to arrive at the aim of protecting public health and
social coherence. Only in a third step after that, also applying the
principle of commensurateness, the constitutionality of the penal norms
installed by the lagislature was to be scrutinized with respect to the
general right to freedom.
Instead the court has developed a concept of splitting that scrutiny
in two times two segments: On one hand the principle of commensurateness
is properly operationalized in three sub-principles: (a) suitability
in view of the legal aims; (b) necessity; (c) - prohibition of excess,
commensurateness or proportionality in the narrow sense. These sub-principles
were split up, however, so that the first two - according to the BVerfG
- should only apply to the penal law component of defining the unwanted
behavior and the threat to punish. The third one, by contrast, should
only apply to actual enforcement of the of the punishment, namely by
sentence and confinement.
Both the principle of commensurateness and the penal norm are not splittable
in that way. Punishment can vary by degree according to a judicially
determined amount of guilt. But the question whether criminal law as
the ultimate means of social control is to be applied or not has to
be reviewed in its entirety by the criteria of all three sub-principles
of the principle of commensurateness.
Except for this mistake the interpretation of the BVerfG concerning
the necessary freedom of judgment of the legislature seems acceptable.
The legislature must for every proposed law determine suitability, necessity
and proportionality in view of the aims to be reached. It must also
engage in an evaluation and prognosis of dangers by which an individual
or the society as a whole may be threatened. This leeway of legislative
discretion cannot be scrutinized by the BVerfG. But the methods and
diligence used by the legislature in carrying out its obligation must
be reviewed by the BVerfG. The legislature must with rational grounds
justify not only the criminal statute provision but also the kind and
amount of penalty threatened therein. It must do so in using not only
superficial rethoric but rather some precise scientific materials adhering
to common standards of rationality and consistency. Comparable to criminal
procedure, which is designed to clarify as much of the empirical truth
of the case as possible, in the course of law-making the empirical background
of the social problem to be attacked by criminal law has to be adequately
researched. Otherwise the danger of unwarranted assumptions about reality,
prejudice and manipulation directing legislation would be too great.
A consequence of this basic philosophy of German criminal law is that,
when in doubt about the general danger of a certain behavior, the state
has no right to criminalize it - just as an individual may not be punished
when his guilt is in doubt.
The BVerfG has violated this principle several times. It would have
been necessary, for example, to debate the term "rightfulness"
("Sachgerechtheit"), which is the only justification used
by the BVerfG for using criminal law against drugs.
Most problematic among the features of the decision is the determination
of the "legally accepted good" ("Schutzgut" or "Rechtsgut").
This very significant term in German constitutional and criminal law
designates certain defined social values, which are to be protected.
In criminal law these defined legal values serve as guidelines. In a
qualitative sense a defined "legal good" is the measure for
justifying criminalization, namely serving the aim of protecting that
legal value. In a quantitative sense it serves to argue the limitation
of punishment: only if there is a substantial and significant damage
of such a legal value is the state permitted to use the ultimate means
of criminal definition and punishment. And by jurisdiction and criminal
law science the basic theory of criminal law and doctrine has been thoroughly
developed to the point that such "legal goods" should not
be defined deliberately but have to be methodically deducted and substantially
based in individual human rights. Otherwise the state would be able
to arbitrarily define any particular interest as a legal value to be
protected by criminal law. The state could, for example, declare its
interest to function without any disturbance a "legal good"
and therefore define many possible acts as such a punishable disturbance.
Only in some cases such criminalization could be excluded for constitutional
reasons, for example when the core areas of the constitutional rights
of free speech or demonstration are touched upon. There are of course
significant interests of the society as a whole which have to be protected
by criminal law: e.g. "sane environment", "peace between
the nations", "existance of the state" etc. Such defined
"social legal goods ("soziale, kollektive Rechtsgüter")
have to be theoretically based in human rights, however. By this construction
it must be argued that it is ultimately the individual citizen who is
harmed by a violation of the "legal good", e.g. by pollution,
by causing war or the breakdown of the state. The logical connection
between the social and the individual interest must not be too distant,
diffuse or indirect. The state seems to have a natural tendency to widen
the scope of such "social legal goods" in order to be able
to criminalize anything it wants. And of course there just are no precise
methods to exclude the misuse of that doctrinal term, to say nothing
of sanctions.
But what the BVerfG did is definitely more than just an extensive interpretation
of the term "social legal good", it is a breach of a methodological
and material criminal law and science consensus. It has for one based
its argument on the traditional justification of the narcotics law,
which has, since the criminal law principle of the protection of "legal
goods" was institutionalized after World War II, been "public
and individual health" ("Volksgesundheit", "Gesundheit
des Einzelnen").
The substantial background of the assumption that cannabis harms "individual
health" and thereby "public health as a whole" to a relevant
extent has long and increasingly been doubted and scientifically proven
wrong. Even the BVerfG reports those doubts. Therefore it seems to have
seen a need to find some additional justification. This comes in by
the creation and definition of a secondary "social legal good".
It does so by interpreting another basic aim of the BtMG: the protection
of the organization of communal life in such a way as to keep it free
from the socially harmful effects of involvement with drugs. This secondary
justifying formula of the BtMG can be condensed in the term: "protection
of social coherence". Thus the somewhat dwindling justification
by "protection of public health as a whole" has been reinforced
with an all-out social interest. This strategy of supplementary legitimation
had already been prepared by the Federal Court of Justice (BGH) which,
in a 1991 decision, had argued with the necessity to protect youths
and the family as a whole from drug-related difficulties of all sorts.
To further justify this the court thirdly refers to international agreements,
especially the 1988 Convention of Vienna, which it interprets as an
obligation for Germany to criminalize cannabis.
By this three-fold justification the court renounces the criminal legal
science consensus about the necessity of substantial legitimation of
criminal law. It takes to a shaky ground where everything could arbitrarily
be labeled punishable. The objects of supposed harm and consequently
of protection which the BVerfG enumerates are totally vague, diffuse
and abstract and cannot in any reasonable way be linked to individual
human rights. By this logic it could be justifiable to criminalize the
use of sugar: Sugar is, to some extent, addictive. It also has an immanent
tendency to cause excessive use which in turn harms individual health.
On an aggregated level thereby public health as a whole is affected
to a measurable degree.
Even more abstract and diffuse is the postulated necessity to protect
the international community of nations. This introduces some externally
defined aim into the justification of German criminal law. As that aim
is methodologically and materially not compatible with German criminal
law science and doctrine it would first have to be assimilated to our
system of law. In the mentioned form it cannot be made compatible, however,
as the "protection of the international community of nations"
cannot in any way be linked to the defined "legal goods" of
those who are, according to the logic of the BtMG, to be protected from
the effects of drug involvement. According to German criminal law doctrine
it is considered to be a violation of Art. 1 GG ("dignity of man")
when individual punishment does not primarily serve the purposes of
resocializing and reeducating the individual perpetrator. If individual
punishment is unnecessary and senseless it may not be used for teaching
others, for preventing crime in general or for any other external aim.
By introducing just such an external aim the essential German criminal
law principle of causality, accountability and ascribability is being
dissolved, thresholds against arbitrariness are lowered. An individual
may only be punished if he fulfills the provisions of a criminal statute
law in the sense this law was originally meant for. The BtMG provisions
were not installed with the aim of protecting the
international relations of Germany or the interest of the international
community. Looking at the international accords in view of German constitutional
law, it must be said that they cannot overrule the German constitutional
order.
Furthermore the whole reasoning of the BVerfG contains a basic default
of legal logic: Harming or even suiciding oneself is, according to German
constitutional and criminal law, not punishable. It is unreasonable
and contradictory to maintain that drug consumption, even contrafactually
assuming its self-harming effect on the user, should be punishable while
suicide as the ultimate form of self-destruction is not punishable.
So far the judiciary has solved that problem by supplementary reasoning:
the postulate of endangerment of third persons is based on the assumption,
that the act of drug consumtion in itself or the delivery of drugs as
such bears the capacity of luring onlookers and recipients into doing
the same.
All this has relevance far beyound just the drug laws: It actually modifies
the basic concept of German criminal law. According to the original
philosophy of criminal law it is to be reactive in the sense that it
follows actual perpetrations. This also implies that the material truth
of any individual case has to be meticulously clarified (§ 244 StPO
= Criminal Procedure Code), that individual guilt has to be proven by
the court and that plea bargaining is not legally possible. Now increasingly
criminal law becomes instrumental in operational, preventive and preemptive
concepts of law ("Verbrechens-Vorsorge"). This amounts to
a change from penal law to a general police-law. Increasingly criminal
law is also conceived as a means of steering political matters and dealing
with social problems on the symptom level instead of providing substantial
social policy solutions on the level of causes.
It seems somewhat alarming to observe that the Supreme Court has made
no effort whatsoever to enter into the intense current scientific debate
about these legal and conceptual problems. It ignores virtually all
the questions that have been raised.
C. Pseudo-empirical
grounding of the interpretation of law
Having stated that
criminal law is suitable and necessary to combat the assumed dangers
of cannabis consumption the BVerfG then seems to ventures into the empirical
background of the danger hypothesis. It arrives at the conclusion that
"the current state of knowledge still indicates that not inconsiderable
dangers and risks remain". This conclusion is justified with the
contention that the Senat really went through all sorts of scientific
materials. A closer look reveals that the amount of research accomplished
by the court is very meager. The material consists, for one part, of
an expert report by the criminology department of the Bundeskriminalamt
(BKA: German equivalent to the FBI) which contains methodological flaws
and a lack of scholarly reception of most of the pertaining studies.
Another reference is a brief by the Bundesgesundheitsamt (BGA: Federal
Health Office) which proves to be a selective, superfical and biased
account of other literature. "Other literature" which the
Senat maintains to have studied is not disclosed. This kind of unscholarly
technique would not be acceptable in a student paper, incidentally.
The main three sources cited by the court, however, are indeed representing
the work of reknown scientists in the field: One, which could be called
the progressive position, is by S. Quensel of the University of Bremen.
The second is by K. Täschner, a clinician and professor of forensic
psychiatry in Stuttgart who for decades has been very outspoken about
cannabis being harmful and flashback prone. The third one is by Geschwinde,
a lawyer who has diligently studied a lot of material but has come to
a rather conservative conclusion. Thus it appears as though the court
has "heard" one important representative of each relevant
"camp" and then weighed all the information in a veritable
scholarly procedure. Looking at the text more closely it can be found,
though, that this working-through has not taken place at all. It is
rather a very superficial reception of some citations and conclusions
which seems to have had no influence on what was probably a preconceived
opinion within the Senat. This reflects the typical pragmatism of the
judiciary: what counts is superficial plausibility, not scholarly reasoning
and debate. It is purely for external exposure and legitimation that
the court presents different opinions and then seemingly weighs these
in order to come to a conclusion.
It must be emphasized, however, that the Senat itself formulated the
principle which it actually didn`t heed: justice as well as the legislature
should indeed look into the empirical findings and theoretical results
of relevant sciences before they come to judgements or laws. The adequte
method to do this would be some kind of an expert hearing. The same
idea is also put forward in another part of the decision, where the
Senat maintains that "the legislature is obliged to observe and
review the effects of current legislation, also taking into account
the experience of other countries." Even though in real judicial
and law-making practice this principle of reality check may remain largely
theoretical, most of the time it does, however, offer another chance
for future criticism and improvement.
It should also be noted that, even though scientific insight as reported
before is not really implemented in the decision, some of those insights
are basically accepted by the Senat. It is new to the German legal system
to concede, for example, that cannabis does not generally and necessarily
cause harm, that 800.000 to 4 million German citizens are estimated
to be users, 56,7% of whom use it infrequently. It is generally accepted
now that the effect of cannabis, like of any other drug, not only depends
on the substance itself but as much on set and setting. Also tolerance
formation, physical dependence as well als the stepping-stone theory
and the assumption of causality for the so-called "amotivational
syndrome" are being cautiously questioned.
But still, the way the court processes and digests all these insights
and informations results in what could be called a carricature of reality.
Various terms, like that of "public health" are in no way
operationalized or at least differentiated as to their legal or empirical
usage. The term "Volksgesundheit" which had been used in the
original justification of the law is ostensibly being avoided by the
court as it has some Fascist connotation. But it maintains that there
remain certain risks which can spread epidemically. The dangers are
now being related not to any cannabis use as such but to continuous
and heavy use. It is insinuated that infrequent use can always lead
to such intensive use. This ignores findings that such problematic use
is not inferred by the drug itself but rather by dissocial surrounding,
peer group pressure, underlying personality traits and the like. The
theory of the drug-induced "amotivational syndrome" is trickily
reinferred by the Senat when it states, citing one author: "Permanent
use of Cannabis products can lead to behavior disorders, lethargy, apathy,
anxiety, derealization and depression", which in turn could "severely
disrupt personality development specifically of young people".
Even though shortly before the untenability of the stepping-stone theory
was pointed out, it is reintroduced by the assumption of a "homogeneity
of the drug market" by which cannabis consumers would be lured
into consuming hard drugs. There again the fact is ignored that this
"homogeneity" is indeed created by criminal law enforcement
itself and could very well be minimized, e.g. by the Dutch way of separating
the markets. Also the assumption of cannabis being causal for automobile
accidents, as cited from the BKA-report, is not valid: The survey on
which this was based invariably included cases where a significant amount
of alcohol had been detected first. Only upon the examining the blood
samples more profoundly different quantities of THC were found too.
Ultimately the blame for the accidents cannot be put on cannabis alone
but rather on a cumulation and interaction of alcohol and cannabis.
Aside from these contradictions it has to be criticized that the Senat
hasn`t taken the trouble of looking at today`s state of the art of cannabis
research. Neither methodolocical criticism nor counterproof to the harm
hypothesis have been acknowledged: Under the condition of informed,
recreational and socially integrated use cannabis cannot cause harm.
Abuse in the sense of highly dosed and permanent consumption along with
social disintegration is extremely rare and even then tar harm by smoking
the weed is far from comparable to the tar and nicotine dangers of tobacco
smoking. If negative mental outcomes of heavy cannabis use are reported,
for example the above mentioned "amotivational syndrome",
they are explicable as a parallel and interactive result of conditions
and developments leading to heavy use in the first place. The construction
of primary causality between cannabis use and mental disorder is faulty.
Without any scientific survey or methodological reflexion the empirical
assumption of the contagiousness of consumption is considered sufficient
to ground the legislative decision. The infection-theory is derived
from medicinal causality models in the explication of virus and bacteria
diseases. This theoretical model is untenable from a psychological viewpoint.
Processes and developments of human motivation are far more complicated
than is being suggested by this crude model of linear causality according
to which the simple fact of watching cannabis consumption or of receiving
a portion of an illicit substance could significantly influence human
behavior.
Furthermore it is incomprehensible how the Senat could have totally
ignored the whole of criminological insight into the circular and harmful
effects of criminalization and law enforcement. It should also be indicated
at this point that the medicinal usefulness of cannabis which is being
increasingly acknowledged pharmacologically is also left out by the
Senat.
D. Normative contradictions
and circular logic
Even accepting the
assumption of drug related harm - which has just been refuted - there
remains, in the following part of the decision (C I 3), a blatant default
of normative logic in ascribing accountability (responsibility, guilt)
to the one who poses as an example of drug consumption or who delivers
the substance.
Basis of our constitutional order, including criminal law and general
ethics, is the anthropological image of the human owning free will,
self-determination and self-responsibility. It is generally assumed
that an average individual is capable of directing him- or herself.
This Western "Menschenbild" is being discounted by crude and
unwarranted empirical assumptions about self-determination not functioning
in view or under the influence of cannabis. This implies that under
physical or even merely visual influence of drugs, no matter what quantity
or intensity, the individual must legally be considered uncapable of
self-determination. This consideration differs much from the formal
procedure of declaring a defendant "insane" ("schuldunfähig")
in the sense of the German criminal code (§ 20 StGB). By strict law
it would be necessary to empirically determine and legally judge that
the defendant is incapable either of insight into the matter or of adjusting
his behavior according to that insight. Thus, ignoring empirical insight,
a psychological assumption about external motivation is normatively
construed. An observer of drug consumption is imagined to be so overwhelmed
by what he sees that he will be likely to copy that behavior. This way
of thinking is modelled after the mechanics of an infection caused by
intentional or negligent transmission of viruses or bacteria. Giving
an example is notably not a direct causation of harm for the health
of the other as it would be the case with intentional infection of another
person with, for example, influentia or HIV. The former would not be
punishable as it would be valued as "socially adequate" to
be infected with a flu, the latter would be punishable according to
German criminal law only if the recipient of an i.v. injection or the
partner of sexual intercourse is not informed about the HIV risk. The
difference with drugs is that for the drug risk to materialize there
must be a concrete determination of will and a willful action of the
so-called victim. Implicitly, unrealistically and contrary to many other
cases of "bad examples" the "victim" in this specific
normative context is being construed as not capable of self-determination.
E. The ignorance
of the damaging effects of drug policy
The next step -
following the formal reviewing procedure by the criteria of the principle
of commensurateness - is devoted to the first sub-principle "Geeignetheit":
the question of whether the contested statute law provision is expedient
(apt, suitable) in view of its purpose to constrain the distribution
of the drug in society and thus reduce the harm that it causes".
The Senat affirms this without any further debate or argument. It seems
strange that the vast array of criminological research and the scholarly
criminal policy discourse concerning the unintended, counter-productive
and even destructive side-effects and consequences of criminalization
of cannabis and other drugs are being ignored. This can hardly be interpreted
otherwise than as the self-complacent apodictism of a judicial panel
knowing itself beyond any further review. This is a kind of self-misconception
of the BVerfG assuming the function of a supreme political steering
institution in terms of furthering public morality and suppressing certain
life-styles. In that respect one can find some similarity to the recent
BVerfG verdict constraining the right to abortion.
Equally without reasonable substance is the following affirmation of
the legislative assumption of criminalizing cannabis involvement being
"necessary to achieve the aims of the legislation". This question
of necessity ("Erforderlichkeit") constitutes the second sub-principle
of the basic constitutional principle of commensuratenss. Albeit it
can be greeted that the court does not usurp legislative power which
it would have done saying when and how any social problem would have
to be attacked by criminal statute law. Indeed that decision has to
remain within the realm of judgement and discretion of the legislature.
It is also properly pointed out that "under special conditions,
cases are conceivable in which reliable criminological insights must
be taken into account when reviewing legislation to the extent that
they force the legislature to deal in a particular way with a matter
wich it is constitutionally required to legislate on or to reject as
a possible solution those regulations which have already been introduced."
That implies the necessity to review whether the legislature has heeded
the formal procedure of law making. According to German law making procedure
and the according scholarly theory in the process of law making, there
has to be a discourse about and diligent studying of the criminological
and social science background of the problem to be solved. There have
also to be studies and surveys undertaken by parliament itself - usually
in the form of research funding and expert hearings - concerning the
feasibility of social control and the various available techniques and
strategies of constructing and implementing such controls. This kind
of probing the matter includes the question of possible outcomes and
side-effects of the legal measure and its implementation in the future.
The legislators have to consider different possible legal or administrative
levels of regulation and have to choose the means least constraining
individual human rights. An example as to how to deal with social problems
is the way the danger of HIV-infection has been dealt with in Germany.
Criminalization of all sorts of sexual behavior was taken into consideration
but discharged as non-expedient and unnecessary. A strategy of enforced
information and education about safe sex was considered and proven to
be more efficient and less intruding in terms of human rights. This
means that the legislators have a general obligation to heed current
professional standards of their trade and to use all possible diligence
in their action. The BVerfG has not taken the trouble of even mentioning
these standards, let alone review their application. The court only
cites the assumption of the 1988 Vienna Accord on Psychotropic Substances
about criminal law being just the right means and its not having been
refuted so far. Thus the BVerfG itself violated the principles of professional
diligence in reviewing laws.
The third step of applying the principle of commensurateness in German
constitutional law consists of measuring the commensurateness or proportionality
of the legal regulation in a narrow sense with respect to the significance
of the social problem and to the degree of guilt of the offender. The
Senat here - as has been pointed out before - splits up the scrutiny.
Contrary to what most constitutional law scholars in Germany including
the dissenting vote of Judge Sommer say, the majority of the Senat claims:
Passing a statute law as such only preconditions the sub-principles
of "expedience" and "necessity". This is justified
by looking at it as only serving to reinforce public acknowledgment
of that norm by deterrence, by threatening punishment. Only if the statute
law is applied and implemented by actual punishment should, according
to the Senat, the sub-principle of proportionality be applied. It then
has to be checked whether the fact of punishment at all as well as the
possible amount of punishment is out of proportion to the perpetration.
Now the above mentionend contrary opinion among German scholars in that
field holds that even the threat to punish, as pronounced by the statute
law, already intrudes not only into the general right of action as fortified
in Art. 2 Par. 2 phrase 2 GG but also into the right to freedom of Art.
2 Par. 2 Sent. 2 GG.
Justifying total prohibition of cannabis by saying that it is necessary
in order to protect "public health", "important social
matters" or "social coherence" is inadequate methodologically
and substantially. The court indeed states that the dangers of cannabis
today can be estimated to be lower than they were thought to be at the
time the law was passed. So the court at least would have had to take
the trouble of explaining why it still deems the threat of punishment
proportionate in view of the concededly lesser danger. It has not, as
is the professional standard of applying constitutional law, thoroughly
weighed one aspect against the other and it has not, as is necessary
in applying leglislative rules, discussed and evaluated empirical and
criminological findings.
As the court rightly states that the legislators have to observe and
evaluate the results of their actions, it should at least have criticized
the negligence of the legislature under that aspect. Besides, it is
impressive to observe how grossly the court applies circular logic in
saying that the population has to be protected from "the criminal
organizations which govern the drug market and from their harmful effects":
It is in reality and furthermost criminalizaztion which causes organized
crime to exist and to be so harmful in the field of illicit drugs.
Ever again the court repeats the tradtional justification of drug prohibition
by criminal law as the severest means of social control: "Protection
of important social matters" or of "social legal goods".
Like the legislators of 1970 when the first major revision of the German
Opium Law was done, the court now does not take the trouble of developing
rational and intersubjectively plausible measures and criteria for what
must be considered "important". Thus there is no scholarly,
theoretical or empirical comparison and evaluation of such "social
matters". Not even the terms used are explicated in any way. So
the court doesn`t find anything wrong with the fact that the legislators
have not attempted to get even a glimpse of social reality by any method,
e.g. surveys or expert hearings. So there is - at this point in the
decision grounds - not even a mention of or comparison with the dangers
of alcohol or nicotine.
F. Crimes without
victims - crimes without guilt
In this context
a special feature of German criminal law has to be discussed: the so-called
"abstract endangerment provisions" ("abstrakte Gefährdungsdelikte").
This instrument of criminal policy has been used increasingly in order
to fight all sorts of defined social dangers. The reason of punishment
is the causation of danger without actual victimization of anybody.
Striking and convincing examples can be found in the realm of use of
highly dangerous materials or taking dangerous action, e.g. setting
fire to a building, the purchase and use of arms, chemicals or nuclear
materials. The traditional concept of the German Criminal Code, meant
to only prosecute and punish perpetrators when there was a "completed
action" and a negative, victimizing outcome of such action. Contrary
to that idea the instrument of the "abstract endangerment provisions"
results in lowering the threshhold to the severe measure of punishment
and in extending punishment into the phase of planning and preparation
of perpetrations. This concept also results in enlarging the realm of
possible punishment almost infinitely as it is very much up to informally
derived court opinion about how the term "danger" should be
interpreted. Practically all the statute laws within the BtMG are constructed
this way. Thus the drug laws become forerunners of a general transition
in German criminal law to a much wider use of criminal law as a means
of steering and structuring society. As criminal law in itself is a
very negative and potentially destructive means, it thus becomes evident
that criminal law is increasingly beeing used as a substitute for real,
substantive social policy. It is being used more and more symbolically
in the sense that wished-for behavior is negatively termed in a criminal
statute law and implemented without any cost except for the increase
in law enforcement costs.
By this method one basic idea of Criminal Law Philosophy which was very
much held up until now is turned around: the principle of individual
guilt. As certain behaviors, like passing on a quantity of drugs no
matter whether small or large, are generally defined to be potentially
harmful to important social matters there is no room left for the determination
of guilt in the individual case, situation and person. Only in a very
restricted sense can behavior directed at private consumption be exempt
from the generalizing definition of being highly dangerous: Purchase
and possession of merely very small quantities of cannabis may only
be considered non-dangerous for the general public - and therefore exceptionably
non-punishable - if they are ingested personally, privately, unobtrusively
and on the background of occasional use. As soon as there is a danger
of some representative of an endangered public, like a youth or a soldier,
looking on then there has to be punishment even though the consumption
is only private and concerns only a very small quantity.
So in contrast to tradtional criminal law thinking where the perpetration
and subsequent harm to the victim had to be causally linked in a logical
and concrete way, now a very loose and abstract connection is enough.
One further level of abstraction is installed as, in a very generalizing
way, it is assumed that the simple fact of ostensiveness or subjective
obtrusiveness to some representative of the endangered public would
be capable of seducing or luring him into copying the act of drug ingestion.
Yet another level of abstraction is introduced by the inferral that
any private user might change his mind in the course of action, amounting
to the decision to pass on his small quantity to somebody else who would
then be in danger of harming himself or others likewise. Thus legal
assumptions about the thinking of the perpetrator surpass his actual
conscience, they dig deep into his potential will, into his sub-conscience:
this is more than punishment of conscience - which is forbidden according
to German doctrine. It may justly be called "punishment of the
sub-conscious" or "psycho-penal law".
In traditional criminal law doctrine ("Dogmatik") such kinds
of actions with a preparatory or assisting character could only be punishable
in cases where the "legel good" would be of very high esteem,
like when life or health or private property would be at stake. In such
cases planning and simple preparation of a crime could not be punished
at all ("Vorbereitungshandlung"). If the preparation was complete
and only "success" of the action was pending punishment for
an "attempt to commit a crime" ("Versuch" was at
hand. Punishment for "assistance to somebody else`s committing
a crime" ("Beihilfe") would have to be specifically ruled
in the statute law and would normally be sanctioned on a lesser scale.
Not so in the narcotics law (BtMG): here those very abstract norms all
are characterized as full-blown provisions for completed harmful actions.
There is no acknowledgement, let alone respect for the free will of
those who are normatively considered victims: the plain on-lookers of
private consumption. To own and use a weapon or a car and by negligence
kill somebody constitues cases of direct and evident causality. To deliver
a quantity of illicit drugs in itself doesn`t have any causal outcome
except for the potential danger of it being used by the recipient. The
direct cause then would be the act of ingestion. Still killing by negligence
in Germany receives much smaller punishment than delivering a "non-small
amount" of illicit drugs. If indirect causes were to be evenly
valued, then the manufacture and sale of weapons and cars which can
be causal for killing by negligence or intention would also have to
be punished.
G. The definition
of harm by cumulation of non-harm
But not only is
the defined danger extremely abstract and caused indirectly. The Senat
also realizes that the assumed harm of the individual act of cannabis
consumption for the defined "legal goods", namely for "public
health" and "social coherence", is very little and -
if at all - materializes only by cumulation of innumerable acts. So
only the aggregated effects of widespread use, defined as epidemic,
are seen to amount to a significant harm for the named "legal goods".
Even though the individual act bears no such significance at all the
user is counted to participate in the dangerous drug market by creating
the demand. The court here refers to the data mentioned before: the
demand caused by an estimated 800.000 to 4 million cannabis users is
seen as considerable. The individual cannabis user is therefore held
responsible for the dangers of the illicit drug market. By this construction
the person and body of the perpetrator is once more being used as an
instrument for what in German doctrine is called "general prevention",
meaning both deterrence and a strengthening of individual normative
conscience. According to the doctrine, however, punishment with the
aim of "general prevention" may only be exerted when there
is also individual guilt. Individual guilt in turn is difficult to construe
when there is no significant danger for any legal good in the individual
act. A similarly abstract construction of harm to a "legal good"
can only be found in environmental protection laws, especially in the
criminal provisions dealing with water pollution. There is a significant
difference, though. The individual pollution act already has a direct
and immediate effect of chemically changing the water quality. Drug
consumption has an immediate effect on the user, not giving an example
or delivering the substance. But that is not the legal reason for punishment.
The law aims at quenching the intermediate effect of that act potentially
being mimicked by another individual who would also not be punishable.
So there is another contradiction to doctrine in the decision.
Another problem of such "cumulative delicts" in the criminal
code is that law enforcement for practical reasons tends to concentrate
on petty offenses and thus creates a deficit on enforcement on the really
important ones.
H. The procedural
law solution of depenalization
To be consistent
with German criminal law doctrine it would have been necessary to to
not use the instrument of the "abstract endangerment provision"
but rather resort to the possibility of legally describing the individual
act which is thought to be dangerous to the defined "legal goods".
Then different levels of danger could be graduated according to which
punishment would have to be adjusted, provided that there has been a
proven concretization of the defined danger plus the proven presence
of individual guilt. It would then be possible, as long as the legislature
still chooses to ban cannabis, to at least define in statute law a cut-off
point of substance quantity below which the citizen could be sure of
not being punished. This would fulfill the constitutional requirement
of Art. 103 Par.2 GG, demanding that the citizen can relatively precisely
forsee penal consequences of his action.
The solution chosen by the BVerfG remains within the limits of procedural
law and hasn`t really changed anything at all: the criminal courts have,
according to § 29 Par. 5 BtMG, since 1971 been entitled to drop the
case when "small amounts" of illicit drugs were involved.
This option was under the condition of the intention of the perpetrator
to use them personally and privately. The case could not be dropped
if there was any "public interest" in prosecuting or sentencing.
The definition of such "public interest" is up to the prosecutor
(attorney of state) or to the criminal court. It is to be supposed when
the act of drug consumption is obtrusive or can be watched by juveniles,
soldiers and the like who are thought to susceptible. Under the same
conditions the prosecution could also tentatively stop law enforcement
according to § 153 StPO (Criminal Procedure Code) under the condition
of a consent by the court which would have been in charge. This option
was clarified and widened in 1992 by § 31a BtMG which gave the prosecutor
the right to decide about tentatively dropping the case without the
court`s consent. This clause is applicable to the use of a "small
amount" of any illicit substance. It has indeed in practice been
widely used to factually - not legally - decriminalize cannabis use.
The decision of the BVerfG falls back behind current application practices
by interpreting § 31a BtMG in a way which excludes frequent and permanent
users from that option. This is contrary to the interpretation of criminal
law science, the major criminal law commentaries and to what prosecutors
have widely practiced. Prosecutors have widely and repeatedly decriminalized
permanent users even of "hard drugs" as long as the named
conditions were met. The more restrictive BVerfG interpretation of §
29 Par. 5 and § 31a BtMG now still doesn`t bind the prosecutors and
should therefore not be dramatized. But it does show a basic restrictiveness
in the Senat`s approach which could ultimately influence future interpretation
of the laws.
I. Continued inequality
of law in action
On the other hand
one aspect should be greeted: The 2nd Senat of the BVerfG emphasizes
what should be evident for jurists but is actually not heeded in practice:
The need to interpret the legal term of "small amount" according
to changes in use patterns and scientific insight. At least this part
of the decision is of some help to remind lower courts of the need to
revise the legal quantity cut-off points of the various illicit drugs.
Indeed it seems that the decision has already had an effect on the criminal
courts` practice in that the definitions of cut-off points are ging
up.
The real problem, however, remains in the extreme interpersonal, inter-regional
and inter-state differences in handling the procedural provisions. Surveys
have shown, for example, that in Bavaria only 5.9% of all the cases
involving small amounts of cannabis have been dropped while in Berlin
in the same year it was 79%. The figures of the rest of the country
were spread between these poles. This shows that "law in action"
can deviate extremely from "law in the books" and that especially
formal, procedural law lacks the relative precision of interpreting
and applying which is possible in material law. The BVerfG sees this
problem. But instead of choosing the proper solution of regulating this
in material law and substantive provisions it rules that the states
must agree on more precise regulations as to how to apply the procedural
law already in effect. In order to facilitate such regulations it demands
vaguely that more surveys should be done.
In German criminal law science there is an extensive debate about whether
such problems should be, by measure of doctrine, dealt with in procedural
or material, substantive law. The BVerfG doesn`t even mention that debate
even though by professional jurisdictional standards it should deal
with it and develop appropriate arguments. The main criticism against
the procedural solution is just its anaccountability and unpracticability:
the citizen is not able to foresee state reaction to his behavior. To
make state reaction foreseeable is the noblest task of the penal code.
As was mentioned before this right is constitutionally defined as an
unchangeable basic human right (Art. 103 Par. 2 GG). Not only is the
doctrinal justification of the procedural solution inadequate. It has
already been shown that the attempt to homogenize prosecutors' practice
is bound to fail.
K. Flexibility of
the definition of "large quantities" for distribution
The BVerfG on the
other hand also had to review the provisions dealing with punishment
for involvement with a "non small amount". In a very short
passage it sustains these provisions, based on the assumption that the
possession of and involvement with "large amounts" necessarily
indicates a determination to deliver, distribute or sell it to others.
This in turn is valued as a severe danger to the defined "legal
goods" and as a regular indication of a high degree of guilt which
in turn justifies high punishment. The determination of the cut-off
point of the "non small amount", which is to be based on an
exact measurement of the psychoactive agent within the seized quantity
- e.g. 7.5 g of THC is the cut-off point for cannabis, which might be
10% of the actual black market substance - is explicitly left to the
courts which are supposed to be independent of precedents and even of
the interpretation of the Supreme Court. This differs from precedent
law in the U.S. Thus there is, theoretically, leeway for possible change
of interpretation on the basis of the constitution. It is with just
that argument that the Frankfurt Landgericht decision to submit a similar
case for review was not even admitted by the BVerfG. There are indications,
however, that these limits and cut-off points for various illicit drugs
are already going up as the justice system is becoming more lenient
toward cannabis and even other drugs. But in practice most courts still
tend to just follow the interpretations of the Supreme Court even though
they do not have to.
Also there is a contradictory notion here as the court on one side argues
that the "Principle of Certainty" ("Bestimmtheitsprinzip")
(Art. 103 Par. 2 GG) is guarded by jurisdiction of the Supreme Court
(BGH) while on the other side it argues that the lower courts are not
necessarily bound by Supreme Court decisions. And in practice most lower
court decisions get overruled on the appeal level with reference to
Supreme Court precedents.
L. Consumer responsibility
with alcohol - not with illegal drugs!
In Part II of the
grounds the Senat very briefly discounts the equality argument of the
Nürnberg Landgericht which is indeed not the keenest. Presiding Judge
Nescovic had maintained in his brief that penalizing cannabis consumption
would result in the consumer being compelled to switch to alcohol. This
is not a tenable argument in view of the general assumption of free
will determination of any human behavior. It should be noted, however,
that the Senat here maintains: "Rather, the decision whether to
damage his health by abusing such freely avaliable intoxicants is the
responsibility of the consumer himself." Thus contradicting itself
the Court at this point vows the personal freedom of harming oneself
which in the context of illicit drugs it had vigorously denied. The
court also makes no mention of the dissocializing effects of criminalization.
M. Alcohol not conceived
of as a psychoactive substance
The 2nd Senat of
the BVerfG also dismisses the argument of a violation of Art. 3 Par.
1 GG because of unequal treatment by law of cannabis and alcohol users.
There can hardly be an objection to the statement that the state has
a leeway of judgement as to which dangers for public health and society
it wants to regulate and what means it will employ. It is at first glance
plausible to say that as long as there are objective differences in
social practices and drug effects "the principle of equality before
the law does not require that all drugs which are potentially equally
harmful should be prohibited or permitted equally." But the reasoning
is deficient: Unequal treatment of alcohol and cannabis users is justified
by a totally unqualified differentiation of those drugs. Cannabis is,
in a very superficial way, only defined as a narcotic which subsequently
can only have intoxicating and narcoticizing effects. Alcohol on the
other side is defined as a substance for casual and recreational use
("Genußmittel"), a consumer good basically intended for nourishment,
enjoyment and other socially accepted functions. Thus any use of cannabis
is per definitionem abuse while the use of alcohol is basically o.k.
and not primarily assumed to be used for intoxication or any alteration
of the mental state. Alcohol intoxication and abuse of alcohol are by
this consideration only result of misbehavior and one kind of unintended
side-effects. The court goes as far as to name christian religious use
of alcohol as proof for this conception. In this view nicotine is not
considered an intoxicant at all.
The court could not be any further away from scientifically explored
reality: alcohol as well as nicotine are psychoactive drugs, though
not very intensive at small doses. But they are definitely being consumed
for just that psycho-action whether it is defined as intoxication or
not. The members of the Senat seem to have taken the stance of a German
middle-class bourgeois who complacently maintains: "I drink some
good wine only because it tastes so good, not in order to get a psychoactive
result." Thus the danger of physical addiction is denied. Nicotine
effects are being similarly denied.
On the other hand
the Senat denies historic experience and current findings on cannabis
effects depending entirely on the dosage, the situation and the expectancy
of the user. Small doses may only have minimal, hardly noticeable psychoactive
effects. Other possible uses of cannabis, for example as a substance
in regligious rituals or as a pharmacon - are simply being ignored.
The empirical and qualitative difference in risks is flatly denied:
contrary to alcohol and nicotine there is no danger of morbidity or
mortality connectable with cannabis. And even car driving is not affected
to the amount which is commonly assumed by the courts in Germany.
The logical mistake of the BVerfG is to take illicitness as a natural
feature of cannabis. If cannabis were not illegal there would be multifold
social uses of the substance while if alcohol were totally prohibited
only social use of it as an intoxicant would exist.
The BVerfG also returns to the further and very worn-out argument of
"cultural alienity" of cannabis in contrast to alcohol. This
can also be easily discounted as cannabis has been present even in the
German culture for centuries, probably as long as in the mediterranean
culture where it dates back thousands of years. But even the fact that
now contendedly 800.000 to 4 million citizens are consuming it on a
more or less regular basis implies that it is now culturally integrated.
This holds true all the more as the official self-conception of the
German society is one of pluralism and a multi-cultural society where
mass consumption and the "pursuit of happiness" are dominant
values.
The Senat closes with stating that there is no element of unequality
involved in not differentiating between so-called "hard" and
"soft" drugs. As long as cannabis keeps being scheduled as
an illicit drug it really does not matter how it is being defined. The
BVerfG justly states that it should be left to the criminal courts to
devise their verdicts on the basis of knowing that cannabis is of much
lesser effect and addictiveness, thus by official evaluation to be considered
much less dangerous than so-called "hard drugs". This of course
is not very realistic as, given a rational and prudent use, even hard
drugs must not necessarily be dangerous except for the fact of physical
addiction with heroin. But that is another question.
3. The dissenting
votes
One of two dissenting
votes is by a lady, Judge Grasshof, who has only recently been appointed
to the court. She agrees with the majority of the Senat on the final
decision but argues slightly differently. On one hand her arguments
deal with very special German doctrine questions which can be left out
here. On the other hand she takes a much harsher stand on the supposition
of cannabis being generally harmful. She emphasizes the "legal
good" of "social coherence" even more than the panel
majority and is not at all concerned with the theoretical question of
criminal law having to be grounded by substantial individual rights.
The other dissenting
vote by Judge Sommer almost radically differs from the majority. He
uses many of the arguments used in my above response to the decision
and presented in the criminal law science debate of the past years,
all of which were ignored by the majority. Most important is his argument
that in reviewing a criminal code provision the "principle of commensurateness"
has to be applied in its totality of three sub-principles in view of
the deterrence effect of the provision as such as well as of its consequences
in terms of confinement or other virtual punishment. In differently
weighing the meager results of the Senat`s efforts to obtain scientific
and empirical information on the subject he arrives at the conclusion
that criminal law reaction to cannabis consumption and consumption related
behavior is incommensurate and thereby violates the constitutional rights
of the cannabis users. He maintains that public law regulation of cannabis
production and distribution with certain provisions for the protection
of minors and the like are ethically and technically sufficient and
in concordance with the consitution. Thus they would very much resemble
the regulation of tobacco and alcohol in the pertaining German law (LBG
= Law regulating food and other merchandise for everyday use).
Judge Sommer sees a violation of Art. 1 GG as individual consumers are
being held responsible for assumed criminal behavior of others - namely
the black market racketeers. He also denies an international law obligation
to prohibit cannabis consumption by criminal law. Finally he maintains
that, if cannabis is to be prohibited by criminal law at all, then the
modalities and limits of private consumption should be orderly fixed
by material, substantive law, not by vague procedural clauses.
4. Conclusion
Two markstones signify
the cannabis decision of the BVerfG - one could also call them mill-stones
around the neck of a liberal conception of criminal law based on the
rule of law and on the principle of only substantial violation of individual
rights by the perpetrator allowing state infringements of his human
rights. One of the markstones is an almost limitless extension of "legal
goods" to be protected by the German Narcotics Law. This bears
significance far beyond the realm of illicit drugs. The general term
of "legal good" as developed and used in theory and doctrine
of criminal law is diffused. In its now attained vagueness and abstractness
from social interests which are grounded in individual rights, in the
possibility of the state arbitrarily defining any interest as a "legal
good", there are no more limits to proposing and justifying criminal
law provisions as "solutions" for any defined public, state
or social problem. Also the limits of a national legal order are torn
down by allowing supra-national institutions to define what is to be
punishable.
The other markstone can be seen in the way, criminal law is voided of
causal action and substantial harm being the basis of the harshest kind
of state interference in individual rights. Thus criminal law is increasingly
devoid of such symbolic significance, the ultimate means of punishment
and confinement becomes everyday practice. Politics makes increasing
use of this means in order to "solve" problems. Though of
course this solution is only symbolical as it doesn`t touch the real
causes and background of any social problem. As such it is merely one
version of symbolic politics without any real effort and free of costs
other than law enforcement costs. Criminal law thus becomes an inflationary
instrument of pseudo-politics. Punishment and the cruelty involved in
it become all too commonplace.
Another significance of the decision can be seen in the negligent methodology
of dealing with judicial and legislative behavior. There is not even
the pretension of "finding the truth" - which is ideally the
task of the legislature as well of the judiciary. The BVerfG is satisfied
with a very superficial and colloquial kind of "truth" which
is just barely satisfying public needs for plausibility but not really
solving social problems in a substantial way.
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